Client Onboarding Specialist - London

Perm
Compliance
London
London
50-70k
TD23423

The Client Onboarding Specialist plays a critical role in managing the end-to-end onboarding and periodic review process for 
clients, ensuring compliance with regulatory requirements and internal policies.

This role involves close collaboration with clients, internal teams (Sales, Middle Office, Compliance), and regional counterparts to collect documentation, conduct due diligence, maintain accurate client data, and support ongoing account maintenance. The specialist also supports regulatory reporting, contributes to risk management efforts, and drives process improvements to enhance onboarding efficiency 
and client experience. 
Duties include: 
Manage the end-to-end client onboarding process, ensuring a seamless transition from converted prospect to active 
customer. 
Conduct customer due diligence (CDD) for both new and existing clients in accordance with regulatory requirements and 
internal policies, and risk-based trigger.  
Engage directly with clients to collect required documentation and information for onboarding, periodic reviews and 
account remediation. 
Facilitate communication between clients, Sales and Middle Office teams post-account opening to support timely 
account funding and trading.  

What We’re Looking For:

Strong understanding of AML/KYC & regulatory frameworks Excellent communication & stakeholder management skills Detail-oriented with a problem-solving mindset Prior experience in client onboarding or compliance in financial services.

If you feel you can adhere to the above please apply stating your current package, notice period and expectations  

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