You will be responsible for monitoring and ensuring that the Company’s business is conducted in an appropriate manner and in accordance with various financial regulations.
You will need the following:
- University Graduate
- Understanding and experience of industry products (securities, futures, options, etc)
- Understanding and previous involvement with Compliance tasks within a related sector
- (Desirable) knowledge and experience of UnaVista and Transaction/Regulatory reporting (EMIR/MiFIR)
- Microsoft Office - Intermediate
- Ability to learn and become proficient with the internal system
For more information, please contact Sam at Marlin Selection and apply via the link provided.